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U.S. Securities and Exchange Commission v. Bettor Investments, LLC

United States District Court, D. Nevada

September 30, 2019

U.S. SECURITIES AND EXCHANGE COMMISSION, Plaintiff,
v.
BETTOR INVESTMENTS, LLC, and MATTHEW C. STUART, Defendants.

          JUDGMENT AS TO DEFENDANTS BETTOR INVESTMENTS, LLC, AND MATTHEW C. STUART

          MIRANDA M. DU, UNITED STATES DISTRICT JUDGE

         The Securities and Exchange Commission ("Commission") having filed a Complaint and Defendants Bettor Investments, LLC, and Matthew C. Stuart ("Defendants") having entered general appearances; consented to the Court's jurisdiction over them and the subject matter of this action; consented to the entry of this Judgment without admitting or denying the allegations of the Complaint (except as to jurisdiction); waived findings of fact and conclusions of law; and waived any right to appeal from this Judgment:

         I.

         IT IS HEREBY ORDERED, ADJUDGED, AND DECREED that Defendants and their agents, servants, employees, attorneys, and all persons in active concert or participation with them who receive actual notice of this Judgment by personal service or otherwise are permanently restrained and enjoined from violating, directly or indirectly, Section 10(b) of the Securities Exchange Act of 1934 (the "Exchange Act") [15 U.S.C. § 78j(b)] and Rule 10b-5 promulgated thereunder [17 C.F.R. § 240.10b-5], by using any means or instrumentality of interstate commerce, or of the mails, or of any facility of any national securities exchange, in connection with the purchase or sale of any security:

(a) to employ any device, scheme, or artifice to defraud;
(b) to make any untrue statement of a material fact or to omit to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they were made, not misleading; or,
(c) to engage in any act, practice, or course of business which operates or would operate as a fraud or deceit upon any person by, directly or indirectly, (i) creating a false appearance or otherwise deceiving any person, or (ii) disseminating false or misleading documents, materials, or information or making, either orally or in writing, any false or misleading statement in any communication with any investor or prospective investor, about:
(A) any investment strategy or investment in securities,
(B) the prospects for success of any product or company,
(C) the use of investor funds,
(D) compensation to any person,
(E) Defendants' qualifications to advise investors; or
(F) the intended use of investor funds or investment ...

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